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Securities Regulation

Core Texts

  • Gillen, Mark R. Securities Regulation in Canada, 3rd ed. Scarborough, Ont.: Thomson Carswell, 2007.
  • Johnston, David, Rockwell, Kathleen Doyle & Ford, Christie. Canadian Securities Regulation, 5th ed. Markham, Ont.: LexisNexis Canada, 2014.
  • Puri, Poonam & Larsen, Jeffrey. Corporate Governance and Securities Regulation in the 21st Century. Markham, Ont.: LexisNexis Butterworths, 2004.

Consolidated Laws and Annotations

Insider Trading

  • Keith, Norman. Insider Trading in Canada: A Practical Guide to the Law. Markham, Ont.: LexisNexis, 2012
  • Sarna, Lazar & Sarna, Noah. Insider Trading: A Canadian Legal Manual. Markham, Ont.: LexisNexis Canada, 2005–


  • Shiff, Arthur S., et al., eds. Canadian Securities Law Precedents. Scarborough, Ont.: Carswell, 1989–

Other Useful Texts


Items designated as Course Reserves are located in the short-term loan collection at the circulation desk.